What is the role of a jury in deciding the size of an SEC monetary penalty? A defendant’s right to a jury trial extends beyond the elements of the violation. Rather, it includes all factual findings that can lead to sanctions under the SEC’s civil money penalty regime.

Full article available here
Matthew T. Martens & Troy A. Paredes
Cite as 71 N.Y.U. Ann. Surv. Am. L. 147 (2015)